Tag: United PLanners FINRA lawsuit
FINRA Sanctions United Planners for Unsuitable GPB Sales
FINRA Censures and Fines United Planners for Unsuitable GPB Funds Sales According to The Financial Industry Regulatory Authority...
United Planners Censured, Fined over Supervisory Failures
United Planners Financial Services of America, based in Scottsdale, Ariz., was censured and fined by FINRA over supervisory failures on...