securities regulation Archives - Page 15 of 15 - The White Law Group

Tag: securities regulation

Blog, Securities Fraud Articles

June 16, 2009

Important Things to Know about B Share Mutual Funds

There has been quite a bit of controversy surrounding Class B share mutual funds in the last few years. The NASD and SEC are taking a very...

Blog, Securities Fraud Articles

June 10, 2009

Was an L-Share annuity purchase appropriate for you?

Typically, with an L-Share annuity, you will pay a higher mortality, expense and administration (MEA) fee and likely get a lower return....

Activity Letter from my Brokerage Firm: What does it mean? Featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud Articles

May 29, 2009

Activity Letter from my Brokerage Firm: What does it mean?

Why did my Brokerage Firm send me this letter? If you have ever received a letter from your brokerage firm regarding the trading, or...

Blog, Securities Fraud Articles

May 26, 2009

Financial Fraud Often Aimed at Seniors

According to Jennifer Levitz’s May 19, 2009 article in the Wall Street Journal, “Laws Take on Financial Scams Against Seniors,”...

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