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Tag: securities regulation

Blog, Securities Fraud Articles

Alabama Securities Law

Each state has its own securities laws. The following are selected sections of the Alabama securities laws that are generally applicable in...

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Blog, Securities Fraud Articles

Investigation: Signator Investors and Harris Adams

The White Law Group is investigating investment recommendations made by Signator Investors financial advisor Harris Adams. Specifically, we...

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Blog, Securities Fraud Articles

Investigation Involving Morgan Stanley’s David Sheinheit

The White Law Group is investigating the trading practices of Morgan Stanley Smith Barney financial advisor David Sheinheit. Specifically,...

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Blog, Securities Fraud Articles

Current Securities Fraud Investigations

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud Articles

Securities Regulators Prioritize Senior Investors

A new initiative will identify and publish examples of practices that financial services firms have developed with respect to their...

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Blog, Securities Fraud Articles

Important Things to Know about B Share Mutual Funds

There has been quite a bit of controversy surrounding Class B share mutual funds in the last few years. The NASD and SEC are taking a very...

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