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Tag: securities fraud unsuitability claims

Unsuitable Investment Lawyer, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

October 23, 2022

Unsuitable Investment Lawyer  

Did your Broker recommend an Unsuitable Investment? FINRA Rule 2111 requires that a firm or its representative have a reasonable basis to...

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FINRA Rules Regarding Suitability, featured by top securities fraud attorneys, the White Law Group.

Blog, Securities Fraud

January 4, 2012

FINRA Rules Regarding Suitability

Securities Fraud Attorneys | Suitability Claims One of the main claims in any securities fraud case is regarding suitability (i.e., were...

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