Tag: Securities Attorney
Workman Securities Settles with FINRA
According to Investment News, a broker-dealer that was a prominent seller of high-risk private placements that wound up going bust has...
Recovery of Cornerstone Core Property REIT losses
Have you suffered investment losses in the Cornerstone Core Property Real Estate Trust? The White Law Group may be able to help. The White...
Possible Securities Fraud Involving Non-traded REITs
The White Law Group is investigating potential securities fraud claims on behalf of investors involving non-traded REIT investments like...
Gregory Buchholz Faces Sentencing for Theft
According to CBS New York, a former Connecticut securities broker, Gregory Buchholz faces sentencing for stealing more than $1.35 million...
QA3 Financial to cease operations.
According to the Investment News, QA3 Financial is to cease operations. Facing bankruptcy and a potential net capital violation, QA3...
FINRA focused on Private Placements and Non-Traded REITs
Broker-dealer sales of opaque and illiquid private investments are squarely in the sights of securities regulators at the Financial...