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Tag: SagePoint

Broker Investigations

Ex-Sagepoint Broker Thomas Corsaro Sentenced to Prison

 Thomas Corsaro Pleads Guilty to Defrauding Investors of $1.7 Million   According to reports on December 8, 2023, former financial...

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Blog, Current Investigations

FINRA Sanctions 3 Firms for 529 Overcharges 

Securities America, Royal Alliance, and SagePoint pay Restitution to 529 plan Investors  According to a Letter of Acceptance Waiver and...

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Blog, Current Investigations

Four more Firms Sanctioned for Unsuitable GPB Offerings 

FSC Securities, Royal Alliance, SagePoint and Woodbury Censured & Fined for Unsuitable Sales of GPB Offerings    According to The...

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