Tag: SagePoint
Ex-Sagepoint Broker Thomas Corsaro Sentenced to Prison
Thomas Corsaro Pleads Guilty to Defrauding Investors of $1.7 Million According to reports on December 8, 2023, former financial...
FINRA Sanctions 3 Firms for 529 Overcharges
Securities America, Royal Alliance, and SagePoint pay Restitution to 529 plan Investors According to a Letter of Acceptance Waiver and...
Four more Firms Sanctioned for Unsuitable GPB Offerings
FSC Securities, Royal Alliance, SagePoint and Woodbury Censured & Fined for Unsuitable Sales of GPB Offerings According to The...