Tag: private placement lawyer
Risks of Private Placement Investments
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
SEC Lifts Advertising Ban on Private Placements
The Securities and Exchange Commission’s (SEC) recent rule change that lifts the longtime ban on the advertising of private placements...
vFinance Investments Sanctioned by FINRA
According to The Southern Florida Business Journal, a Boca Raton brokerage firm, vFinance Investments Inc., was fined $65,000 by the...
CapWest Securities Hanging On By A Thread?
According to the Investment News, another independent broker-dealer that sold high-risk private placements is hanging on by a thread, with...