Tag: Ohio securities attorney
EX-Broker Sam Aziz Barred from Securities Industry
Sam Aziz – Coastal Securities – Dublin, Ohio According to Letter of Acceptance, Waiver & Consent, on March 27 The Financial...
Ohio Financial Advisor Stephen Hurtuk Barred from Securities Industry
Stifel, Nicolaus & Co. – Stephen Hurtuk – Boardman, Ohio According to the Financial Industry Regulatory Authority...
Christopher Wendel Barred from Securities Industry
Christopher Wendel – SA Stone Wealth Management – Investigation According to the Financial Industry Regulatory Authority (FINRA) on...
Joshua Craig Miracle barred from securities industry by FINRA
According to a recent FINRA Disciplinary Actions announcement, Joshua Craig Miracle (CRD #4311488, Akron, Ohio) submitted an AWC in which...
Ohio Stockbroker Sentence to Prison
According to the Columbus Dispatch, former broker, Jeffery Kelly, was sentenced to 5 years in prison for operating a Ponzi scheme. Kelly...
Ohio Broker Pleas Guilty to Investment Fraud
Were you a victim of a securities fraud orchestrated by broker Jeffrey Kelly? If so, the securities attorneys of The White Law Group...
