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Tag: Ohio securities attorney

Blog, Securities Fraud

March 26, 2012

Former LPL Financial Advisor Elliot Kravitz Pleads Guilty to Fraud

According to the Cincinnati Business Courier, Elliot Kravitz, a financial advisor in Mason, Ohio, recently pleaded guilty to one count of...

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Blog, Securities Fraud

January 27, 2012

Valmark Securities, Inc. fined by FINRA

Valmark Securities, Inc. (CRD #31243, Akron, Ohio) recently submitted an Offer of Settlement in which the firm was censured and ordered to...

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Blog, Securities Fraud

May 24, 2010

Ancora Securities, Inc. fined by FINRA for trading practices.

FINRA recently announced that Ancora Securities, Inc., a registered broker-dealer based in Cleveland, Ohio, has been censured, fined...

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