Tag: mutual fund switching

November 30, 2023

Mutual Fund Switching

What is Mutual Fund Switching? Mutual fund reallocation, or switching, involves the strategic transfer of assets from one fund to another...

Blog, Securities Fraud Articles

May 7, 2013

New Jersey Financial Advisor barred from securities industry

FINRA recently announced that Sean Francis Sheridan (a financial advisor based in Oakhurst, New Jersey) has been barred from association...

Blog, Securities Fraud Articles

May 26, 2010

Mark Francis Harper barred from securities industry

FINRA recently announced that Mark Francis Harper, formerly of Bentley-Lawrence Securities, Inc. in Stow, Ohio, has been barred from...

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