Tag: mortgage backed securities fraud attorney
Jesse Litvak Securities Fraud Case Update
A securities-fraud case that triggered widespread changes to sales tactics on Wall Street is once again in the spotlight as a former...
SEC Charges ex-Jefferies Executive with Defrauding Investors
The Securities and Exchange Commission recently charged a former executive at New York-based broker-dealer Jefferies & Co. with...
SEC fines Wells Fargo over mortgage-backed securities' sales.
According to reports, Wells Fargo has agreed to pay $6.5 million to settle SEC charges that its brokerage firm improperly sold...