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Tag: Miami

Blog, Securities Fraud Articles

October 7, 2009

Roberto Etiel Rodriguez, formerly of Leumi Investment Services Inc. in Miami Beach, Florida, barred from FINRA for securities violations.

FINRA recently announced that Roberto Etiel Rodriguez, formerly of Leumi Investment Services Inc. in Miami Beach, Florida, has been barred...

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Blog, Securities Fraud Articles

August 24, 2009

Jorge Gerardo Pereira suspended from FINRA

Jorge Gerardo Pereira, formerly of Synergy Investment Group, LLC in Miami, Florida, suspended from FINRA and fined $5,000. Without...

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Blog, Securities Fraud Articles

August 20, 2009

James Stephen Eckes barred from FINRA

According to a recent FINRA announcement, James Stephen Eckes, of Parrish, Florida, barred from FINRA and ordered to pay $1,611 in...

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Blog, Securities Fraud Articles

August 19, 2009

Andres Luis Delmas, Miami, fined by FINRA and suspended

FINRA recently announced that Andres Luis Delmas, in Miami, Florida, has been fined $15,000 by FINRA and suspended from association with...

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