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Tag: Miami

Blog, Securities Fraud

June 28, 2010

Representing Foreign Investors In FINRA Arbitrations

It is not uncommon for foreign investors to seek to establish an investing relationship with a United States based broker-dealer (either...

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Blog, Securities Fraud

June 5, 2010

Columbus, Ohio Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud

June 4, 2010

Cincinnati, Ohio Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud

January 19, 2010

Thailia Alisa Tucker barred from FINRA for securities fraud

FINRA recently announced that Thailia Alisa Tucker, a former financial advisor for Wachovia Securities, LLC in Miami , Florida , has been...

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Blog, Securities Fraud

December 18, 2009

Lorraine Leonie Macko fined and suspended

FINRA recently announced that Lorraine Leonie Macko (formerly of RBC Capital Markets Corporation in Miami , Florida ) has been fined $6,000...

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Blog, Securities Fraud

October 28, 2009

Maria Duarte Pumariega barred from FINRA

FINRA recently announced that Maria Duarte Pumariega, a financial advisor formerly registered with Wachovia Securities in Miami, Florida,...

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