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Tag: margin trading

Securities Fraud Articles

What if I get a Margin Call?

Trading on Margin Margin trading involves borrowing money from your broker-dealer to buy stocks, with the purchased stocks serving as...

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Blog, Securities Fraud Articles

FINRA Rule 2090: Know your Customer 

What is FINRA Rule 2090?  FINRA Rule 2090, also known as the “Know Your Customer” rule, was created by the Financial Industry...

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Blog, Securities Fraud Articles

Investor Margin Trading on the Rise

Broker-Dealers seeing Renewed Interest in Customer Loans due to Market Rebound and Low Interest Rates According to news reports this week,...

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Blog

Buying on Margin – Worth the Risk?

FINRA issues investor alert on Margin Trading Risks The Financial Industry Regulatory Authority (FINRA) recently issues an investor alert...

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Blog, Securities Fraud Articles

Investing on Margin, Informational Video about Securities Fraud

As an advocate for investors we are constantly looking for ways to get information out to the investing public about securities fraud...

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