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Tag: margin losses

Investor Margin Trading on the Rise, featured by top securities fraud attorneys, The White Law Group

Blog, Securities Fraud

June 10, 2020

Investor Margin Trading on the Rise

Broker-Dealers seeing Renewed Interest in Customer Loans due to Market Rebound and Low Interest Rates According to news reports this week,...

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Buying on Margin, Worth the Risk? Featured by Top securities fraud attorneys, The White Law Grouop

Blog

February 15, 2018

Buying on Margin – Worth the Risk?

FINRA issues investor alert on Margin Trading Risks The Financial Industry Regulatory Authority (FINRA) recently issues an investor alert...

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Blog, Securities Fraud

October 6, 2010

FINRA Fines Atlanta based broker-dealer SunTrust Investment Services

FINRA recently today that it has ordered SunTrust Investment Services, Inc. of Atlanta, GA, to pay $1.44 million to resolve charges related...

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