Call Now for a Free Consultation
(888) 637-5510
November 2, 2018
Former LPL Financial Advisor Sonya Camarco – Colorado Springs, Colorado According to reports today, Sonya Camarco, former LPL Financial...
October 31, 2018
FINRA Sanctions LPL for Complaint Reporting Violations and AML Program Failures According to the Financial Industry Regulatory Authority...
Blog, Current Investigations, Securities Fraud
May 3, 2018
LPL Financial Settles Charges with State Regulators According to a press announcement, LPL Financial has agreed to pay up to $26 million to...
April 25, 2018
FINRA Sanctions LPL Financial for Supervisory Issues According to the Financial Industry Regulatory Authority on February 6, 2018, LPL...
Blog, Current Investigations, Securities Fraud
April 20, 2018
Li-Lin Hsu –aka Yilin Hsu – Ameriprise – Los Angeles, CA – Investigation According to an article yesterday in My News LA,...
Blog, Current Investigations, Securities Fraud
April 5, 2018
FINRA Bars Laura Ortega Shean for using client funds to pay her taxes. According to the Financial Industry Regulatory (FINRA), the...
(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606
The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2015 by The White Law Group, LLC All rights reserved.