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Tag: LPL Financial losses
LPL Financial to Pay $462,000 Arbitration Award for Ponzi Scheme
Investigating Potential Claims Involving Charles Fackrell and LPL Financial According to the Financial Industry Regulatory Authority...
LPL Financial Fined $950,000 for Alternative Investment Sales
New Jersey Settlement alleges excessive amounts of alternative investments According to reports, the New Jersey Bureau of Securities...
Charles Fackrell Serves Term – LPL to pay $295,000 for Ponzi Scheme
Update: NC Fines LPL for Charles Fackrell Ponzi Scheme Did you lose money investing with Charles Fackrell and LPL Financial? If so, the...
LPL Advisor Sonya Camarco Charged with Stealing Client Funds
Investigating Potential Claims Involving Sonya Carmaco According to her FINRA BrokerCheck report, the United States Securities and Exchange...
More Trouble for LPL Financial due to Nontraded REIT sales
LPL may have to refund $8 Million for sales of nontraded REITs According to Investment News, LPL Financial could end up refunding $8...
Investment Losses: Former LPL Rep Arthur Lin
According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in...
