Tag: LPL Financial losses
LPL Financial Fined $950,000 for Alternative Investment Sales
New Jersey Settlement alleges excessive amounts of alternative investments According to reports, the New Jersey Bureau of Securities...
More Trouble for LPL Financial due to Nontraded REIT sales
LPL may have to refund $8 Million for sales of nontraded REITs According to Investment News, LPL Financial could end up refunding $8...
Investment Losses: Former LPL Rep Arthur Lin
According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in...