Call Now for a Free Consultation
(888) 637-5510

Tag: LPL Financial losses

Current Investigations, Securities Fraud

LPL Financial to Pay $462,000 Arbitration Award for Ponzi Scheme

Investigating Potential Claims Involving Charles Fackrell and LPL Financial According to the Financial Industry Regulatory Authority...

Read More

Blog, Current Investigations, Securities Fraud

LPL Financial Fined $950,000 for Alternative Investment Sales

New Jersey Settlement alleges excessive amounts of alternative investments According to reports, the New Jersey Bureau of Securities...

Read More

Blog, Current Investigations

Charles Fackrell Serves Term – LPL to pay $295,000 for Ponzi Scheme

Update: NC Fines LPL for Charles Fackrell Ponzi Scheme Did you lose money investing with Charles Fackrell and LPL Financial? If so, the...

Read More

Blog, Current Investigations, Securities Fraud

LPL Advisor Sonya Camarco Charged with Stealing Client Funds

Investigating Potential Claims Involving Sonya Carmaco According to her FINRA BrokerCheck report, the United States Securities and Exchange...

Read More

Current Investigations

More Trouble for LPL Financial due to Nontraded REIT sales

LPL may have to refund $8 Million for sales of nontraded REITs According to Investment News, LPL Financial could end up refunding $8...

Read More

Blog, Securities Fraud

Investment Losses: Former LPL Rep Arthur Lin

According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in...

Read More