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Tag: Jefferies & Company SEC investigation

Blog, Current Investigations, Securities Fraud Articles

January 3, 2017

Jesse Litvak Securities Fraud Case Update

A securities-fraud case that triggered widespread changes to sales tactics on Wall Street is once again in the spotlight as a former...

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Blog, Securities Fraud Articles

January 29, 2013

SEC Charges ex-Jefferies Executive with Defrauding Investors

The Securities and Exchange Commission recently charged a former executive at New York-based broker-dealer Jefferies & Co. with...

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