Call Now for a Free Consultation
(888) 637-5510

Tag: Jefferies & Company fine

Blog, Current Investigations, Securities Fraud

Jesse Litvak Securities Fraud Case Update

A securities-fraud case that triggered widespread changes to sales tactics on Wall Street is once again in the spotlight as a former...

Read More

Blog, Securities Fraud

SEC Charges Former Jefferies Executive with Defrauding Investors in Mortgage-Backed Securities

The Securities and Exchange Commission recently charged a former executive at New York-based broker-dealer Jefferies & Co. with...

Read More

Blog, Securities Fraud

FINRA Fines Jefferies & Company Over Auction Rate Securities

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Jefferies & Company, Inc. $1.5 million for...

Read More