Tag: Jefferies & Company fine

Blog, Current Investigations, Securities Fraud Articles

January 3, 2017

Jesse Litvak Securities Fraud Case Update

A securities-fraud case that triggered widespread changes to sales tactics on Wall Street is once again in the spotlight as a former...

Blog, Securities Fraud Articles

January 29, 2013

SEC Charges ex-Jefferies Executive with Defrauding Investors

The Securities and Exchange Commission recently charged a former executive at New York-based broker-dealer Jefferies & Co. with...

Blog, Securities Fraud Articles

April 15, 2011

FINRA Fines Jefferies & Company Over Auction Rate Securities

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Jefferies & Company, Inc. $1.5 million for...

Investment Losses?

Contact our National Securities Fraud Attorneys

Why Hire The White Law Group?

$50 M

Recovered for Investors

30 Years

of Securities Law Experience

700+

FINRA Arbitration Cases

50 States

Representing Investors

5-Star

AVVO Attorney Rating

Contingency Based Fees

(312) 238-9650 | Fax: (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606 The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2023 by The White Law Group, LLC All rights reserved.

PRIVACY POLICY

SITE MAP