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Unauthorized Trading in your Brokerage Account Have you suffered losses due to unauthorized trading in your brokerage account? The...
Breach of Fiduciary Duty – Is your Broker acting in your Best Interest? A breach of fiduciary duty occurs when someone who owes a...
What is Failure to Supervise – FINRA Rule 3110? FINRA Rule 3110 (Failure to Supervise) requires a firm to establish and maintain a...
Investigating Claims – 1050 OZ A LLC The White Law Group is investigating potential securities claims involving broker-dealers who...