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Tag: finra attorneys

Blog, Current Investigations

The White Law Group files another Lawsuit against Centaurus Financial 

Centaurus Lawsuit Alleges High-risk Alternative Investments  The White Law Group announces the filing of a FINRA arbitration claim against...

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Blog, Securities Fraud

Securities Regulators Warn Firms about Supervisory Issues at Annual FINRA Meeting 

Broker Dealers should be on the lookout for Inappropriate Communications, Complex Products Sales, and Brokers in need of Heightened...

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Blog, Current Investigations

FINRA Award: JP Morgan to pay $1.4 Million to Financial Advisor 

FINRA Panel orders JP Morgan to pay Advisor $1.4 Million for Damages According to a FINRA award posted on February 4, 2022, a FINRA...

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