Tag: finra attorneys
Myomo Inc. Securities Investigation
Myomo Inc. Investigating Claims The White Law Group is investigating potential securities claims involving broker-dealers who may have...
Park Row 23 Fund LLC Securities Investigation
Park Row 23 Fund LLC – Investigating Claims The White Law Group is investigating potential securities claims involving...
Four more Firms Sanctioned for Unsuitable GPB Offerings
FSC Securities, Royal Alliance, SagePoint and Woodbury Censured & Fined for Unsuitable Sales of GPB Offerings According to The...
The White Law Group files another Lawsuit against Centaurus Financial
Centaurus Lawsuit Alleges High-risk Alternative Investments The White Law Group announces the filing of a FINRA arbitration claim against...
Securities Regulators Warn Firms about Supervisory Issues
Broker Dealers should be on the lookout for Inappropriate Communications, Complex Products Sales, and Brokers in need of Heightened...
FINRA Award: JP Morgan to pay $1.4 Million to Financial Advisor
FINRA Panel orders JP Morgan to pay Advisor $1.4 Million for Damages According to a FINRA award posted on February 4, 2022, a FINRA...
