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Tag: D. Daxton White

The Securities Fraud Blog of The White Law Group and D. Daxton White

May 24, 2023

Securities Fraud Blog, The White Law Group and D. Daxton White

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Podcasts, Securities Fraud Articles

February 5, 2016

Wall Street V. Main Street Podcast – Episode 13

The FINRA Arbitration Process The following is a transcription of a...

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Blog, Podcasts, Securities Fraud Articles

September 17, 2015 • One Comment

Wall Street V. Main Street Podcast – Episode 2

Wall Street V. Main Street Podcast – Episode 2 with James P. Galvin Esq. ...

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Blog, Podcasts, Securities Fraud Articles

August 20, 2015 • One Comment

Wall Street v. Main Street Podcast – Episode 1

Wall Street v. Main Street Podcast – Episode 1 – REITs with Guest Nicholas L. Bruce, Esq. In this episode, Mr. White discusses...

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Blog, Securities Fraud Articles

January 17, 2011

Proposed Amendment to FINRA Rule 5122

FINRA is requesting comment on a proposal to amend FINRA Rule 5122, which requires, subject to certain exemptions, disclosure in the...

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Blog, Securities Fraud Articles

July 15, 2010

Vail, Colorado Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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