Tag: Cambridge Investment Research
Sixteen Firms to pay $81 Million for Texting
SEC Fines Firms $81 Million to Settle Charges of Mishandling Electronic Communications According to Investment News last week, several...
Edward Mercer, Cambridge Investment, Barred by FINRA
FINRA Bars Cambridge Investment Broker Edward Mercer after Allegations of Selling Away According to public records, on November 15,...
Todd Lesk Barred after Selling Away Allegations
FINRA Bars Cambridge Broker Todd Lesk after Crypto Asset Offering Sales According to public documents, the Financial Industry Regulatory...
Do you know what you’re paying your Financial Advisor?
Do you know what you’re paying your Financial Advisor – in Fees or Commissions? More than one in five investors don’t know...
Brad Lawing Suspended for Unsuitable Investments
Brad Lawing – Cambridge Investment Research – Securities Investigation According to the Financial Industry Regulatory Authority (FINRA)...
