Tag: Aegis Capital Corp lawsuit

Blog, Securities Fraud Articles

  Variable Interest Rate Structured Products – Securities Fraud Attorneys –  

Variable Interest Rate Structured Products – High Risk Investments Recovery Options for Investors in Variable Interest Rate...

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Blog, Current Investigations

Scott Hananel Suspended for Excessive Trading

FINRA Reportedly Suspends Aegis Broker Scott Hananel for Excessive, Unsuitable Trading  According to the Financial Industry Regulatory...

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Blog

Aegis Capital Corp. Censured & Fined $93,125

FINRA Sanctions Aegis Capital Corp., New York, NY According to FINRA’s September Disciplinary report, on July 10, 2019, the regulator...

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Current Investigations, Securities Fraud Articles

Aegis Capital Corp. & GPB Holdings II

Investment Losses – GPB Holdings II LP & Aegis Capital Corp. If you have suffered investment losses in GPB Holdings II LP with...

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Current Investigations

Aegis Capital Corporation Fined for Inaccurate Reporting

FINRA Fines Aegis Capital Corporation According to FINRA, Aegis Capital Corporation (CRD #15007, New York, New York) submitted a Letter of...

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Current Investigations, Securities Fraud Articles

Aegis Capital Corp. Investigation

Regulatory Agencies Investigation of  Aegis Capital Corp. Aegis Capital Corp., a mid-sized broker-dealer based in New York City with 415...

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