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Tag: Aegis Capital Corp lawsuit

Aegis Capital Corporation

Current Investigations

June 20, 2017

Aegis Capital Corporation Fined for Inaccurate Reporting

FINRA Fines Aegis Capital Corporation According to FINRA, Aegis Capital Corporation (CRD #15007, New York, New York) submitted a Letter of...

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Aegis Capital Corp. Investigation, featured by top securities fraud attorneys, The White Law Group

Current Investigations, Securities Fraud

March 17, 2017

Aegis Capital Corp. Investigation

Regulatory Agencies Investigation of  Aegis Capital Corp. Aegis Capital Corp., a mid-sized broker-dealer based in New York City with 415...

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Blog, Securities Fraud

August 5, 2015

Aegis Capital Corp Accused of Selling Unregistered Penny Stocks

The New York based brokerage firm, Aegis Capital Corp, agreed to pay $950,000 to settle allegations with the Financial Industry Regulatory...

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