Current Investigations
Franklin BSP Lending Corp. Investigation
BDCA Changes Name to Franklin BSP Lending Corp. The White Law Group is investigating potential claims involving broker dealers who may have...
FINRA Sanctions National Securities Corp for Misconduct
FINRA Sanctions National Securities Corp for Misconduct involving Pre-IPO Sales According to a document posted this week by the...
Integrated Wealth Concepts Settles Fraud Lawsuit
Integrated & LPL pay $1 M in Restitution to Victim of Advisor Matthew O. Clason Integrated Wealth Concepts, an RIA hybrid of LPL...
Marianne Oshee Smith Allegedly Converted Customers’ Funds
FINRA Reportedly Bars Cetera Broker Marianne Smith from the Securities Industry According to the Financial Industry Regulatory Authority...
Securities Investigation: 1155 Madison Group LLC
Investigating Claims involving 1155 Madison Group LLC The White Law Group is investigating potential securities claims involving 1155...