Broker Investigations
Chuck Roberts, Stifel Nicolaus, Structured Notes Lawsuits
Stifel Advisor Chuck Roberts Faces $25 Million in Customer Claims Over Structured Notes The White Law Group continues to investigate...
John Engler Sr. Barred by FINRA
John Engler Sr. Allegedly Misappropriated Customer’s Funds According to a letter of acceptance on April1, 2024, the Financial Industry...
Juan Carlos Sosa Barred by FINRA
Juan Carlos Sosa Allegedly Converted Customer’s Funds According to a letter of acceptance on March 19, 2024, the Financial Industry...
Newbridge Securities Customer Complaints & Regulatory Actions
The White Law Group is investigating potential securities claims involving Newbridge Securities Corp. Newbridge Securities Corp. (CRD#:...
Ron Bucher Barred by FINRA
Ron Bucher, Pinnacle Investments: Customers Allege Unauthorized Trading According to a letter of acceptance, the Financial Industry...
Matthew Chimento Barred by FINRA
Matthew Chimento Allegedly Misappropriated Client Funds According to a letter of acceptance, the Financial Industry Regulatory Authority...
