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Broker Investigations

Jose Gamez, Raymond James: Investor Lawsuits

Jose Gamez, Raymond James – Broker Barred Over Alleged Misuse of Client Funds The Financial Industry Regulatory Authority (FINRA) has...

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FINRA SEC Sanctions

Hoopoe Capital Markets: Private Placement Investigation

FINRA Fines Hoopoe Capital Markets $20,000 for Private Placement Filing Violations The Financial Industry Regulatory Authority (FINRA) has...

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Blog

Next Level Holdings: Investor Lawsuits Investigation

Next Level Holdings Lawsuit: Investment Losses Linked to Paul Regan The White Law Group is investigating potential securities claims on...

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Securities Fraud Articles

Equitable Advisors and Aegis Capital: Investor Lawsuit

The White Law Group Files FINRA Arbitration Claim Against Equitable Advisors and Aegis Capital Chicago, IL – October 6, 2025 – The...

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Blog

David Lerner Associates, Inc.: Investor Lawsuit

The White Law Group Files FINRA Claim Against David Lerner Associates, Inc. Involving Energy Resources 12 LP October 6, 2025 — Stamford,...

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Broker Investigations

Sean T. Sullivan: Broker Investigation and Customer Complaints

Sean T. Sullivan: Broker Investigation and Customer Complaints The White Law Group is investigating potential securities claims involving...

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