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Month: August 2021

Cetera SEC, Cambridge Investment cybersecurity, KMS Financial lawsuit, Cetera Investigation, Cambridge Investment complaints,  KMS Financial cybersecurity, Cetera data breach, Cambridge Investment lawsuit, KMS Financial SEC charges, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

August 31, 2021

Cetera, Cambridge, KMS Sanctioned for Cybersecurity Issues

SEC Sanctions Eight Broker Dealers/RIAs for Deficient Cybersecurity Protection   According to the Securities and Exchange Commission on...

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Horizon Private Equity III Investors Lawsuits – SEC Charges Southport with $110 Million Ponzi Scheme, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

August 26, 2021

Horizon Private Equity III Investors Lawsuits

SEC charges Southport Capital with $110 Million Ponzi Scheme through Horizon Private Equity Fund III LLC   According to The Securities...

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Robert A Lax, Park Avenue Securities Broker Barred from the Securities Industry, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

August 25, 2021

Robert Lax Barred from the Securities Industry 

FINRA Bars Advisor Robert Lax in Connection with Outside Business Activities  The Financial Industry Regulatory Authority (FINRA) has...

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Hospitality Investors Trust Inc. (HIT REIT) Files Chapter 11 Bankruptcy *UPDATED August 25, 2021* featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

August 25, 2021

Hospitality Investors Trust Inc. (HIT REIT) Files Chapter 11 Bankruptcy

Hospitality Investors Trust, Inc. (HIT REIT) 2021 Lawsuit *UPDATED* Did your broker recommend an investment in Hospitality Investors Trust...

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NYLife Broker Felix Chu Barred from Securities Industry, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

August 24, 2021

NYLife Broker Felix Chu Barred from Securities Industry  

FINRA Bars NYLife Broker Felix Chu after Alleged Promissory Note Scheme   According to the Financial Industry Regulatory Authority...

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Deeproot Funds LLC Charged with $58 Million Fraud, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

August 23, 2021

Deeproot Funds LLC Charged with $58 Million Fraud 

SEC charged Advisor, Deeproot Funds and Policy Services Inc. With Defrauding 300 Investors  According to The Securities and Exchange...

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