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Month: August 2021

Blog, Current Investigations

Barred Broker Dana Vietor, CFD Investments has 3 New Customer Complaints 

FINRA bars Former CFD Advisor Dana Vietor after Allegations of Unapproved Securities Sales  On March 23, 2020, The Financial Industry...

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Blog, Current Investigations

Ex-LPL Advisor Kevin McCallum Suspended from Securities Industry

FINRA Reportedly Suspends Kevin McCallum for Allegations of Unsuitable Investment Recommendations According to the Financial Industry...

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Blog, Current Investigations, Securities Fraud

Parking REIT Executive Allegedly Charged with Defrauding Investors

SEC Charges Real Estate Executive With Defrauding Vestin REIT Investors According to the Securities and Exchange Commission on July 30, the...

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Blog, Current Investigations

Bluerock Growth Fund II LLC Securities Investigation 

Concerned about your investment in Bluerock Growth Fund II LLC?  Are you concerned about your investment in Bluerock Growth Fund II LLC?...

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Blog, Current Investigations

BR Berry Hill Nashville LLC Securities Investigation 

Concerned about your investment in BR Berry Hill Nashville LLC?  Are you concerned about your investment in BR Berry Hill Nashville LLC?...

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