Month: August 2016
FINRA fines UBS $250,000 for Overcharging Mutual-fund Customers
According to the Financial Industry Regulatory Authority (FINRA) a unit of UBS Group AG will pay a $250,000 fine to settle charges that...
Investor Alert: Nicholas M. Mitsakos and Matrix Capital Markets
Have you suffered losses investing with Nicholas M. Mitsakos and Matrix Capital Markets? If so, the securities attorneys at The White...