Month: August 2016
Arthur Espinoza Barred from the Securities Industry
According to FINRA, Arthur Espinoza (CRD #1344849, Port Saint Lucie, Florida) submitted an AWC in which he was barred from association with...
Douglas Simanski Barred from Securities Industry
According to FINRA, Douglas P. Simanski (CRD #2606998, Lilly, Pennsylvania) submitted an AWC in which he was barred from association with...