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Month: August 2016

Blog

Alison N. Andrews Barred from the Securities Industry

According to FINRA, Alison N. Andrews (CRD #6196235, West Plains, Missouri) submitted an AWC in which she was barred from association with...

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Blog, Current Investigations

Latest News: SEC Bars Michael Oppenheim

Have you suffered losses investing with Michael Oppenheim, and JP Morgan Chase? If so, The White Law Group may be able to help. Michael...

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Blog

Arthur Espinoza Barred from the Securities Industry

According to FINRA, Arthur Espinoza (CRD #1344849, Port Saint Lucie, Florida) submitted an AWC in which he was barred from association with...

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Blog, Broker Investigations, FINRA SEC Sanctions

Douglas Simanski Barred from Securities Industry

According to FINRA, Douglas P. Simanski (CRD #2606998, Lilly, Pennsylvania) submitted an AWC in which he was barred from association with...

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Blog

Investor Alert: Eric Kuchel Barred from Securities Industry

According to FINRA, Eric William Kuchel (CRD #4118500, Yorba Linda, California) was barred from association with any FINRA member in any...

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Blog

Investor Alert: Nathan D. Bartow Barred from Securities Industry

According to FINRA, Nathan D. Bartow (CRD #4805130, Canton, Ohio) submitted an AWC in which he was barred from association with any FINRA...

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