Month: August 2010
Alabama Securities Law
Each state has its own securities laws. The following are selected sections of the Alabama securities laws that are generally applicable in...
Investigation: Raymond James Financial Advisor Denis Johnson
The White Law Group is investigating a possible securities fraud claim on behalf an investor involving former Raymond James financial...
Securities Fraud Investigation Involving Non-Traded REITs.
The White Law Group is investigating potential securities fraud claims on behalf of investors involving broker-dealers recommending that...
Investigation: Northern Trust/Vision Investment Services
The White Law Group is investigating a possible securities fraud claim on behalf on an investor involving Northern Trust Securities, Inc. /...
Robert Norman Gest suspended from securities industry
FINRA recently announced that Robert Norman Gest, a financial advisor in Lighthouse Point, Florida, has been suspended from association...