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Month: July 2010

Blog, Securities Fraud

July 26, 2010

UBS Promissory Note Securities Litigation

The White Law Group is currently representing two former UBS financial advisors in a litigation matter involving their alleged promissory...

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Blog, Securities Fraud

July 21, 2010

Investigation: Raymond James financial advisor Robert Lipka

The White Law Group is investigating investment recommendations made by former Raymond James financial advisor Robert Lipka. Specifically,...

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Blog, Securities Fraud

July 21, 2010

Investigation: Signator Investors and Harris Adams

The White Law Group is investigating investment recommendations made by Signator Investors financial advisor Harris Adams. Specifically, we...

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Blog, Securities Fraud

July 21, 2010

Investigation Involving Morgan Stanley’s David Sheinheit

The White Law Group is investigating the trading practices of Morgan Stanley Smith Barney financial advisor David Sheinheit. Specifically,...

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Blog, Securities Fraud

July 19, 2010

Regulation of Equity Indexed Annuities

According to a recent Wall Street Journal article, a court order has scuttled a rule to regulate equity-indexed annuities as securities and...

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Blog, Securities Fraud

July 17, 2010

Michael Szafranski reaches $6.03 million settlement

As reported in the Sun-Sentinel, a Miami-Dade County financial adviser has reached a $6.03 million settlement with attorneys handling the...

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