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Month: July 2010

Blog, Securities Fraud

UBS Promissory Note Securities Litigation

The White Law Group is currently representing two former UBS financial advisors in a litigation matter involving their alleged promissory...

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Blog, Securities Fraud

Possible Securities Fraud Involving former Raymond James financial advisor Robert Lipka

The White Law Group is investigating investment recommendations made by former Raymond James financial advisor Robert Lipka. Specifically,...

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Blog, Securities Fraud

Possible Securities Fraud Involving Signator Investors financial advisor Harris Adams

The White Law Group is investigating investment recommendations made by Signator Investors financial advisor Harris Adams. Specifically, we...

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Blog, Securities Fraud

Possible Securities Fraud Investigation Involving Morgan Stanley Smith Barney financial advisor David Sheinheit

The White Law Group is investigating the trading practices of Morgan Stanley Smith Barney financial advisor David Sheinheit. Specifically,...

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Blog, Securities Fraud

Regulation of Equity Indexed Annuities

According to a recent Wall Street Journal article, a court order has scuttled a rule to regulate equity-indexed annuities as securities and...

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Blog, Securities Fraud

Financial adviser in Rothstein case, Michael Szafranski, reaches $6.03 million settlement

As reported in the Sun-Sentinel, a Miami-Dade County financial adviser has reached a $6.03 million settlement with attorneys handling the...

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