Skip to content
(888) 637 5510
White Securities Law
  • Attorneys
    • D. Daxton White, Managing Partner
    • Michael D. Kennedy, Partner
  • Practice Areas
    • Securities Fraud Attorneys
    • Securities Employment Attorneys
  • Resources
    • Contingency Fees
    • Types of Investment Fraud
    • Complex Investment Products
    • Common Securities Claims
    • FINRA Arbitration Attorney
    • FAQ
    • Press and Media
    • FINRA-Registered Broker Dealer Reviews
    • What is FINRA?
    • Testimonials
  • Locations
    • Chicago Securities Fraud Attorneys
    • Seattle Securities Fraud Attorneys
  • Blog
    • Broker Investigations
    • Current Investigations
    • FINRA and the SEC
    • Investment Loss Recovery
    • Podcasts
    • Publications
    • Securities Fraud Articles
  • Contact Us
  • Attorneys
    • D. Daxton White, Managing Partner
    • Michael D. Kennedy, Partner
  • Practice Areas
    • Securities Fraud Attorneys
    • Securities Employment Attorneys
  • Resources
    • Contingency Fees
    • Types of Investment Fraud
    • Complex Investment Products
    • Common Securities Claims
    • FINRA Arbitration Attorney
    • FAQ
    • Press and Media
    • FINRA-Registered Broker Dealer Reviews
    • What is FINRA?
    • Testimonials
  • Locations
    • Chicago Securities Fraud Attorneys
    • Seattle Securities Fraud Attorneys
  • Blog
    • Broker Investigations
    • Current Investigations
    • FINRA and the SEC
    • Investment Loss Recovery
    • Podcasts
    • Publications
    • Securities Fraud Articles
  • Contact Us
Free Consultation

Written by The White Law Group• November 5, 2017• 1:38 pm• Blog, Current Investigations

Zea Capital Fund LLC – BDC – Securities Investigation

Zea Capital Fund LLC
Share at:
ChatGPT Perplexity Grok Google AI

Investigating Potential Claims involving Zea Capital Fund LLC

According to the prospectus, Zea Capital Fund LLC is a non-diversified closed-end management investment company that has elected to operate as a business development company and that seeks to invest in private buy-out, recapitalization and late-stage growth companies located primarily in middle America.

Table of Contents

Toggle
  • Investigating Potential Claims involving Zea Capital Fund LLC
  • Investing in a Business Development Company – Worth the risk?
  • Recover your Losses

“Our Common Units will not trade on any securities exchange, and our plan is to wind down the Fund within approximately ten to twelve years.  Accordingly, purchasers of our Common Units should understand that our Units will have limited or no liquidity and that they will be required to bear the investment risk for the term of the Fund.  Neither the SEC nor any state securities commission have approved or disapproved of these securities or determined if this Prospectus is truthful or complete.”

The prospectus also states that “THE SECURITIES OFFERED HEREBY INVOLVE A HIGH DEGREE OF RISK… AND AN INVESTMENT IN THE FUND SHOULD BE CONSIDERED HIGHLY SPECULATIVE.”

The original offering price of Zea Capital Fund LLC was $12.50/unit. The Fund’s unaudited net asset value per Unit was $4.28 as of September 30, 2010.

Investing in a Business Development Company – Worth the risk?

A Business Development Company (BDC) invests in small and mid-sized businesses. Investors can buy shares in a BDC, and the money from their investments is used to fund the businesses. In turn, investors can profit from dividends paid on their investments, or, possibly, the sale of their shares.

Non-traded BDCs are high-risk investments. They typically have high commissions, and lack liquidity–similar to real estate investment trusts (REITs).

The White Law Group continues to investigate potential claims against the broker dealers that sold high risk investments, like Zea Capital Fund LLC.

Broker-dealers are required to perform adequate due diligence on any investment they recommend. They should also ensure that all recommendations are suitable for the investor. Recommendations should be appropriate in light of the investor’s age, risk tolerance, net worth, and investment experience.

Recover your Losses

Broker-dealers that fail to adequately disclose risks or make unsuitable investment recommendations can be held liable for investment losses in a FINRA arbitration claim.

FINRA (The Financial Industry Regulatory Authority) operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.

If you have lost money investing in Zea Capital Fund LLC at the recommendation of your broker, the securities attorneys at The White Law Group may be able to help you through FINRA arbitration. Please call The White Law Group at 1-888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. To learn more about The White Law Group visit www.whitesecuritieslaw.com.

 

 

Tags: securities fraud attorney, securities fraud lawyer, Zea Capital Fund LLC BDC, Zea Capital Fund LLC buyback, ZEA CAPITAL FUND LLC class action, ZEA CAPITAL FUND LLC current value, Zea Capital Fund LLC damages, Zea Capital Fund LLC distributions, Zea Capital Fund LLC FINRA, ZEA CAPITAL FUND LLC illiquid, Zea Capital Fund LLC investigation, ZEA CAPITAL FUND LLC investment losses, ZEA CAPITAL FUND LLC K-1, ZEA CAPITAL FUND LLC lawsuit, ZEA CAPITAL FUND LLC lawyer, Zea Capital Fund LLC litigation options, ZEA CAPITAL FUND LLC NAC, ZEA CAPITAL FUND LLC recovery options, ZEA CAPITAL FUND LLC redemption program, Zea Capital Fund LLC reviews, ZEA CAPITAL FUND LLC secondary market, Zea Capital Fund LLC share price, ZEA CAPITAL FUND LLC tender offer, Zea Capital Fund LLC yield Last modified: April 7, 2025

Related Posts

William King Merrill Lynch Lawsuits – Investigation into Investment Losses featured by top securities fraud attorneys, The White Law Group

Broker Investigations

August 30, 2025

William King Merrill Lynch Lawsuits – Investigation into Investment Losses

Share at: ChatGPT Perplexity Grok Google AIWilliam King Merrill Lynch Lawsuits – FINRA Suspension and Customer Losses Have you suffered...

Read More →
Investor Alert: CAI Investments Daytona DST, featured by top securities fraud attorneys, The White Law Group

Blog, Investment Loss Recovery

August 8, 2025

CAI Investments Daytona DST: Investor Alert

Share at: ChatGPT Perplexity Grok Google AICAI Investments Daytona DST: Investor Lawsuit Investigation Investors in CAI Investments Daytona...

Read More →
Ex-LPL Advisor Bradley Goodbred Sentenced after Fraud Charges. featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations, Securities Fraud Articles

August 6, 2025

Ex-LPL Advisor Bradley Goodbred Sentenced after Fraud Charges

Share at: ChatGPT Perplexity Grok Google AIFormer LPL Advisor Bradley Goodbred Sentenced to Six Years in Prison for Stealing $1.3 Million...

Read More →
IHC - Ashbrook DST, Securities Investigation, featured by top securities fraud attorneys, The White Law Group

Blog, Investment Loss Recovery

August 1, 2025

IHC – Ashbrook DST: Securities Investigation

Share at: ChatGPT Perplexity Grok Google AIConcerned About Your Investment in IHC – Ashbrook DST? If you invested in IHC – Ashbrook DST...

Read More →
← Meridian Southwest Healthcare Partners Previous Story
Meridian Southwest Healthcare Partners LP – Securities Investigation
→ Lisa Lowi Next Story
Lisa Lowi – Florida Advisor – Barred from Securities Industry

Comments are closed.

THE WHITE LAW GROUP
Investment Losses? Contact us now for a free consultation!

Investment Losses?

Contact us now for a free consultation!
Loading
Committed to helping investors in all 50 states pursue claims against financial professionals and brokerage firms.
(888) 637-5510 . (312) 238-9650 . (312) 238-8950

Chicago Office: 125 South Wacker Dr., Suite 300 Chicago, IL 60606

Seattle Office: 450 Alaskan Way S., Suite 200 Seattle, WA 98104

Our Attorneys
  • D. Daxton White
  • Michael D. Kennedy
Our Locations
  • Chicago Securities Fraud Attorneys
  • Seattle Securities Fraud Attorneys
Our Practice Areas
  • Selling Away
  • Elder Financial Exploitation
  • Margin Trading
  • Broker Negligence
  • Unsuitable Investments
  • Misrepresentation
  • Excessive Trading/Churning
  • Ponzi Schemes
  • Unauthorized Trading
Other Information Links
  • Contact Us
  • Blog
  • Press and Media
  • Client Testimonials
  • Frequently Asked Questions
  • Privacy Policy
  • Sitemap
© 2025 by The White Law Group, LLC All rights reserved.