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Tag: Worden Capital Management lawsuit

Worden CEO Barred after 10 Customer Complaints Allege Negligent Supervision, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

October 15, 2021

Worden CEO Barred after 10 Customer Complaints

FINRA Bars Worden Capital Management’s CEO after Failure to Provide Information in Investigation According to the Financial Industry...

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Worden Capital Management hit with $1.5M for Excessive Trading, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

January 4, 2021

Worden Capital Management hit with $1.5M for Excessive Trading

FINRA Alleges Worden Capital Advisors Churned Customer Accounts The White Law Group is investigating potential securities claims involving...

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