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Tag: Wells Timberland REIT

Blog, Securities Fraud Articles

November 23, 2011

Wells Investment Securities Fined by FINRA for Misleading Marketing of REIT

According to a public release, FINRA has fined Wells Investment Securities, who is “the dealer-manager and wholesaler for the public...

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Blog, Securities Fraud Articles

April 7, 2011

Wells Investment Securities Sanction Forthcoming?

According to the Investment News, the Financial Industry Regulatory Authority Inc. is prepared to spank the broker-dealer arm of one of the...

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