Tag: Wells Fargo Advisors investigation

Wells Fargo Advisors Fined $175,000, featured by top Securities Fraud Attorneys, The White Law Group

Blog, Current Investigations, Securities Fraud Articles

February 10, 2020

Wells Fargo Advisors Fined $175,000 for Alleged Supervisory Issues

Wells Fargo Allegedly Fails to Supervise Rep Accused of Excessive Trading According to the public records on FINRA’s website on January...

Blog, Securities Fraud Articles

November 14, 2017

Wells Fargo Advisors Fined $3.5 Million for Reporting Violations

SEC Fines Wells Fargo Advisors $3.5 Million for Reporting Violations The Securities and Exchange Commission imposed a $3.5 million penalty...

Blog, Securities Fraud Articles

September 9, 2011

Ralph Edward Thomas Jr. Pleads Guilty in Fraud Case

According to the Baltimore Sun, Ralph Edward Thomas Jr. pleaded guilty “to mail fraud in connection with the theft of more than $800,000...

Investment Losses?

Contact our National Securities Fraud Attorneys

Why Hire The White Law Group?

$50 M

Recovered for Investors

30 Years

of Securities Law Experience

700+

FINRA Arbitration Cases

50 States

Representing Investors

5-Star

AVVO Attorney Rating

Contingency Based Fees

(312) 238-9650 | Fax: (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606 The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2023 by The White Law Group, LLC All rights reserved.

PRIVACY POLICY

SITE MAP