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The Investment News just released data on the variable annuity sales at independent broker-dealers. As you can see from the chart...
According to a recent article in the investmentnews.com, John Hancock “has pulled back on its annuity distribution and expects to...
Waddell & Reed’s sales practices have been the subject of regulatory inquiry on several occasions. Back in 2005, FINRA resolved its...
The Securities and Exchange Commission (SEC) recently announced that it has censured Gilman Ciocia and its Prime Capital Services unit for...