variable annuity losses Archives - Page 2 of 3

August 31, 2011

As a national securities litigation law firm and investor protection advocate, the firm often speaks to investors who have experienced...

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April 15, 2011

The White Law Group announces that it has filed a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim involving...

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January 11, 2011

According to the New York Post, in May 2010, FINRA accused Long Island brokerage firm David Lerner Associates and its head trader, William...

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November 30, 2010

If you have suffered investment losses as a result of the fraud or negligence of your financial professional or brokerage firm, The White...

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November 24, 2010

In 2009, FINRA announced that it had fined NEXT Financial Group, Inc., headquartered in Houston, Texas, $1 million for supervisory...

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October 21, 2010

Waddell & Reed’s sales practices have been the subject of regulatory inquiry on several occasions. Back in 2005, FINRA resolved its...

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Tag: variable annuity losses