Tag: Variable Annuities
Hornor, Townsend & Kent LLC Overview
The White Law Group reviews the regulatory history of Hornor, Townsend & Kent LLC. Hornor, Townsend & Kent LLC...
Equitable Financial settles with SEC for $50 Million
SEC Charges Equitable Financial with Providing Misleading Account Statements to Investors According to a press announcement on June 18,...
Fee-Based Annuities & Tax Consequences
The IRS Changes Rule on Fee-Based Annuities According to reports this week, the Internal Revenue Service has issued a tax ruling that may...
Broker-Dealers Refuse Ohio National Agreements
Cetera – NEXT Financial – Refuse Service Agreements with Ohio National According to reports on Friday, several national broker-dealers,...
Wall Street V. Main Street Podcast – Episode 2
Wall Street V. Main Street Podcast – Episode 2 with James P. Galvin Esq. ...
