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Tag: Vanderbilt Securities

Vanderbilt Securities Review, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

April 14, 2023

Vanderbilt Securities Overview

The White Law Group reviews the regulatory history of Vanderbilt Securities LLC. Vanderbilt Securities LLC...

Blog, Current Investigations, Securities Fraud Articles

August 1, 2018

Vanderbilt Securities Censured & Fined $200,000, Failure to Supervise

Mark Kaplan – Vanderbilt Securities – Alleged Churning and Unsuitable, Excessive Trades According to the Financial Industry Regulatory...

Blog, Current Investigations, Securities Fraud Articles

March 12, 2018

Mark Kaplan Reportedly Barred for Churning 93-year old client’s account

Broker Mark Kaplan allegedly executed 3,500 trades that resulted in $723,000 in losses According to the Financial Industry Regulatory...

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