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Tag: Valic Financial Advisors lawsuit

VALIC Financial Advisors to pay $350,000 for Supervisory Failures, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

January 12, 2021

VALIC Financial Advisors to pay $350,000 for Supervisory Failures

VALIC Financial Advisors has agreed to Sanctions for Failure to Supervise VA Exchanges The White Law Group is investigating potential...

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Blog, Current Investigations

November 29, 2016

FINRA Fines Valic Financial Advisors $1.75 Million

FINRA hit Valic Financial Advisors (VFA) with a whopping $1.75 million fine for a several conflicts of interest having to do with the way...

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