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Tag: unethical practices

Current Investigations

Buffered STEEPLS Investment Losses

Investigating Potential Claims involving Buffered STEEPLS Have you suffered losses investing in Buffered STEEPLS (Strategic Equity Exposure...

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Blog, Securities Fraud Articles

Sala-Multi Series Fund and Foresee Strategies

The White Law Group continues to investigate potential FINRA arbitration claims against the broker-dealers that may have improperly sold...

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Blog, Securities Fraud Articles

Wadsworth Investment Co. Faces State Scrutiny

Wadsworth Investment Co. reportedly has been told by the Connecticut state Department of Banking that it has “…90 days to make changes...

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Blog, Securities Fraud Articles

Lexington Capital Funding III Investment Losses

Did you suffer losses due to your purchase of the Lexington Capital Funding III Collateralized Debt Obligation (CDO) through Merrill Lynch...

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Blog, Securities Fraud Articles

Investment Losses: Former LPL Rep Arthur Lin

According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in...

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