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Tag: unethical practices

Current Investigations

Buffered STEEPLS Investment Losses

Investigating Potential Claims involving Buffered STEEPLS Have you suffered losses investing in Buffered STEEPLS (Strategic Equity Exposure...

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Blog, Securities Fraud

Sala-Multi Series Fund and Foresee Strategies Insurance Fund Investigation

The White Law Group continues to investigate potential FINRA arbitration claims against the broker-dealers that may have improperly sold...

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Blog, Securities Fraud

Wadsworth Investment Co. Faces State Scrutiny

Wadsworth Investment Co. reportedly has been told by the Connecticut state Department of Banking that it has “…90 days to make changes...

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Blog, Securities Fraud

Lexington Capital Funding III Investment Losses

Did you suffer losses due to your purchase of the Lexington Capital Funding III Collateralized Debt Obligation (CDO) through Merrill Lynch...

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Blog, Securities Fraud

Investment Losses: Former LPL Rep Arthur Lin

According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in...

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