Tag: unethical practices
L-share Annuity – Suitable Investment for you?
L-share Annuity – Investment Losses An L-Share Annuity is a common share class offered by a variable annuity that has a short...
Buffered STEEPLS Investment Losses
Investigating Potential Claims involving Buffered STEEPLS Have you suffered losses investing in Buffered STEEPLS (Strategic Equity Exposure...
Sala-Multi Series Fund and Foresee Strategies
The White Law Group continues to investigate potential FINRA arbitration claims against the broker-dealers that may have improperly sold...
Wadsworth Investment Co. Faces State Scrutiny
Wadsworth Investment Co. reportedly has been told by the Connecticut state Department of Banking that it has “…90 days to make changes...
Lexington Capital Funding III Investment Losses
Did you suffer losses due to your purchase of the Lexington Capital Funding III Collateralized Debt Obligation (CDO) through Merrill Lynch...
Investment Losses: Former LPL Rep Arthur Lin
According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in...
