Tag: unauthorized trading
Blog, Securities Fraud Articles
March 21, 2023
Discretionary Accounts
Discretionary Accounts: Does your Broker have too much Authority? A discretionary account is a type of investment account in which you (the...
Blog, Securities Fraud Articles
September 21, 2011
Unauthorized Trading (Trading without Permission)
Unauthorized Trading The following is a video about unauthorized trading from our securities fraud practices informational series. ...
Blog, Securities Fraud Articles
January 4, 2011
Sanjeev Jayant Kumar Shah Pleads Guilty To Securities Fraud
A former Smith Barney financial adviser in New York has plead guilty to attempting to defraud a client of more than $3 million. According...
Blog, Securities Fraud Articles
November 30, 2010
Recovery of Investment Losses
If you have suffered investment losses as a result of the fraud or negligence of your financial professional or brokerage firm, The White...
Blog, Securities Fraud Articles
September 29, 2010
Delray Beach Securities Fraud Lawyer
Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage...
Blog, Securities Fraud Articles
September 29, 2010
Boca Raton Securities Fraud Attorney
Are you seeking to recover investment losses incurred as a result of the fraud or negligence of your financial professional or brokerage...