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Tag: UBS settlement

Blog, Securities Fraud Articles

September 10, 2013

More Bad News for UBS

According to the Wall Street Journal, UBS recently settled allegations client service associates, who provided sales support to UBS’s...

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Blog, Securities Fraud Articles

August 8, 2013

UBS Securities to Pay $50 Million

On August 6, 2013, UBS Securities agreed to pay nearly $50 million to settle charges with the Securities and Exchange Commission (SEC). The...

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