Tag: UBS Securities fraud
Lehman Brothers Principle Protected Note Investment Losses
Did you suffer losses as a result of your investment in a Lehman Brothers Principle Protected Note (PPN) that you purchased through UBS and...
Lehman Brothers Structured Products Investment Losses
Have you suffered losses due to your investment in a Lehman Brother Structured Products, including the 100% Principal-Protection Notes...
Securities Fraud Investigation Involving UBS' PACE Program
The White Law Group is investigating the appropriateness of UBS’ PACE program for certain investors. UBS’ PACE (Personalized Asset...
FINRA Fines Firms For Overstating Trade Volume
In 2008, FINRA announced that it has fined 19 broker-dealers a total of $2.8 million for substantially overstating their advertised trade...
