Tag: UBS Puerto Rico Fund share repurchase program
November 30, 2016
UBS Loses Again on Puerto Rican Bonds
UBS Loses Again on Puerto Rican Bonds UBS was dealt another blow from its sale of Puerto Rican bonds and closed-end funds by FINRA, who...
Blog, Securities Fraud Articles
April 27, 2016
Threat of Puerto Rico Default
The debt crisis in Puerto Rico continues to loom over the commonwealth. Although the island is a U.S. territory, it’s public...
Blog, Securities Fraud Articles
May 22, 2015
UBS Puerto Rico Ordered to Pay Investor $1 Million
According to Investment News, a FINRA arbitration panel awarded $1 million to an investor whose portfolio was over-concentrated in UBS...
Blog, Securities Fraud Articles
January 2, 2015
Investors Sue UBS Puerto Rico
According to InvestmentNews, the beneficiaries of a trust are suing UBS for $4.5 million. The lawsuit alleges that UBS “acted against...
Blog, Securities Fraud Articles
June 23, 2014
Troubling News for UBS Puerto Rico Fund Investors
According Bloomberg, “U.S. authorities in Puerto Rico are investigating allegations that a former UBS AG broker improperly advised...
Blog, Securities Fraud Articles
May 8, 2014
$5 Million Class Action Against UBS Puerto Rico According to Investment
News, another class action lawsuit was filed against UBS regarding the sale of Puerto Rico bond funds. However this is one of the first...
