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Tag: UBS Puerto Rico Fund FINRA arbitration

Blog, Securities Fraud Articles

October 23, 2013

UBS’s Anticipated Defenses in the UBS Puerto Rico Fund Cases

Brokerage firms almost always defend FINRA arbitration cases in the same way – (1) the disclosure defense, (2) blaming  you, and (3)...

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Blog, Securities Fraud Articles

October 9, 2013

Current Value of UBS Puerto Rico Fund Investments

With all the negative press swirling around UBS’s family of Puerto Rico funds, investors are undoubtedly concerned about the current...

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